UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
Date
of Report (Date of earliest event reported): June 16, 2023 (
(Exact name of registrant as specified in its charter)
(State
or other jurisdiction of incorporation) |
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Securities registered pursuant to Section 12(b) of the Act:
Title of each class | Trading Symbol(s) | Name of each exchange on which registered | ||
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
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Item 5.07. Submission of Matters to a Vote of Security Holders.
On June 15, 2023, MoneyLion Inc. (the “Company”) held its 2023 Annual Meeting of Stockholders (the “Annual Meeting”) virtually via live webcast at www.virtualshareholdermeeting.com/ML2023. At the Annual Meeting, two proposals were submitted to the Company’s stockholders, each of which was approved. The proposals are described in more detail in the Company’s Definitive Proxy Statement filed with the U.S. Securities and Exchange Commission on April 28, 2023 (the “2023 Proxy Statement”). The final voting results are as follows:
Proposal 1. The Company’s stockholders elected the three Class II director nominees named in the 2023 Proxy Statement to serve a three-year term until the 2026 Annual Meeting of Stockholders of the Company and until his or her successor is duly elected and qualified, subject to his or her earlier death, resignation or removal. The voting results are set forth below:
Name | For | Withheld | Broker Non-Votes | |||||||||
Dwight Bush | 122,016,777 | 2,334,259 | 39,641,987 | |||||||||
John Chrystal | 121,212,986 | 3,138,050 | 39,641,987 | |||||||||
Lisa Gersh | 116,394,796 | 7,956,240 | 39,641,987 |
Proposal 2. The Company’s stockholders ratified the appointment of RSM US LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2023. The voting results are set forth below:
For | Against | Abstain | Broker Non-Votes | |||||||||||
161,713,018 | 200,712 | 2,079,293 | — |
The voting tallies set forth in the results for Proposal 1 and Proposal 2 above do not reflect adjustments for the 1-for-30 reverse stock split of the Company’s Class A common stock, par value $0.0001 per share, effected by the Company at 5:01 p.m. ET on April 24, 2023 (the “Reverse Stock Split”), as the record date for the Annual Meeting was prior to the effectiveness of the Reverse Stock Split.
Item 9.01. Financial Statements and Exhibits
(d) Exhibits
Exhibit No. | Description | |
104 | Cover Page Interactive Data File (embedded within the Inline XBRL document). |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
MONEYLION INC. | |||
By: | /s/ Richard Correia | ||
Name: | Richard Correia | ||
Title: | President, Chief Financial Officer and Treasurer | ||
Date: June 16, 2023 |
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