UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
Date
of Report (Date of earliest event reported): June 17, 2022 (
(Exact name of registrant as specified in its charter)
(State or other jurisdiction of incorporation) |
(Commission File Number) | (IRS Employer Identification No.) |
(Address of principal executive offices, including zip code)
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telephone number, including area code: (
N/A
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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class | Trading Symbol(s) | Name of each exchange on which registered | ||
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
If an emerging growth
company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or
revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
Item 5.07. Submission of Matters to a Vote of Security Holders.
On June 15, 2022, MoneyLion Inc. (the “Company”) held its 2022 Annual Meeting of Stockholders (the “Annual Meeting”) virtually via live webcast at www.virtualshareholdermeeting.com/ML2022. At the Annual Meeting, three proposals were submitted to the Company’s stockholders, each of which was approved. The proposals are described in more detail in the Company’s Definitive Proxy Statement filed with the U.S. Securities and Exchange Commission on April 29, 2022 (the “2022 Proxy Statement”). The final voting results are as follows:
Proposal 1. The Company’s stockholders elected the three Class I director nominees named in the 2022 Proxy Statement to serve a three-year term until the 2025 Annual Meeting of Stockholders of the Company and until his successor is duly elected and qualified, subject to his earlier death, resignation or removal. The voting results are set forth below:
| Name | For | Withheld | Broker Non-Vote | |||||||||
| Diwakar (Dee) Choubey | 128,877,119 | 1,593,740 | 24,821,144 | |||||||||
| Jeffrey Gary | 128,506,586 | 1,964,273 | 24,821,144 | |||||||||
| Chris Sugden | 128,880,258 | 1,590,601 | 24,821,144 | |||||||||
Proposal 2. The Company’s stockholders ratified the appointment of RSM US LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2022. The voting results are set forth below:
| For | Against | Abstain | Broker Non-Vote | |||
| 153,243,857 | 1,979,966 | 68,200 | — |
Proposal 3. The Company’s stockholders approved the adoption of the MoneyLion Inc. Amended and Restated Omnibus Incentive Plan. The voting results are set forth below:
| For | Against | Abstain | Broker Non-Vote | |||||||||
| 118,614,306 | 11,827,905 | 28,648 | 24,821,144 | |||||||||
Item 9.01. Financial Statements and Exhibits
| (d) | Exhibits |
Exhibit No. |
Description | |
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document). |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| MONEYLION INC. | |||
| By: | /s/ Richard Correia | ||
| Name: | Richard Correia | ||
| Title: | Chief Financial Officer and Treasurer | ||
| Date: June 17, 2022 | |||
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