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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Chrystal John C C/O MONEYLION INC. 30 WEST 21ST STREET, 9TH FLOOR NEW YORK, NY 10010 |
X |
/s/ Adam VanWagner, as Attorney-in-Fact for John C. Chrystal | 03/16/2022 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The Reporting Person was granted restricted stock units ("RSUs"), which represent a contingent right to receive one share of Class A common stock, par value $0.0001 per share, of MoneyLion Inc., pursuant to MoneyLion Inc.'s 2021 Omnibus Incentive Plan. One-sixth of the RSUs will vest on March 22, 2022, and the remaining RSUs will vest thereafter in equal one-twelfth installments on a quarterly basis over three years, provided that the Reporting Person remains in continuous service on each vesting date. |
(2) | The shares were purchased in multiple trades at prices ranging from $1.8350 to $2.0800 per share, inclusive. The price reported in Column 4 reflects the weighted average price. The Reporting Person hereby undertakes to provide to the staff of the Securities and Exchange Commission, MoneyLion Inc. or any security holder of MoneyLion Inc., upon request, full information full information regarding the number of shares purchased at each separate price. |
(3) | The shares were purchased in multiple trades at prices ranging from $1.9100 to $2.1300 per share, inclusive. The price reported in Column 4 reflects the weighted average price. The Reporting Person hereby undertakes to provide to the staff of the Securities and Exchange Commission, MoneyLion Inc. or any security holder of MoneyLion Inc., upon request, full information full information regarding the number of shares purchased at each separate price. |